Report on Routing of Customer Orders

All orders of Arive Capital Markets are offered through its clearing firm, Axos Clearing.
Axos Clearing has provided information pursuant to a U.S. Securities and Exchange Commission (SEC) rule (606) that requires firms to make publicly available quarterly reports on the firm’s order routing practices. The report provides information on the routing of “non-directed orders” which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.

The current site for the SEC 606 disclosure is Click Here

Historical SEC 606 disclosures are still maintained here: Click Here